SRA produce guidance on effective supervision
SRA publishes new guidance for those solicitors and firms that supervise individuals delivering lega...
To DBS or not to DBS? – that is the question
An issue that often arises during AML checks where the firm has already been the subject of a monito...
Know your client – or else
There is always the risk that the client onboarding process can be seen as being little more than a ...
Client Interest Payments
The recent rise in interest rates means that many firms need to look again at the amount of interest...